A 35-minute online training course to provide staff training on Conflicts of Interest for FCA Regulated Firms. The course addresses FCA’s expectation and rules surrounding conflicts of interest. Different types of conflicts of interest are explained and examples provided to help learners understand the topic. It also covers how Firms should identify; prevent; manage and control the conflicts.
Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training.
What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.