The Individual Conduct Rule course provides an overview of the Senior Manager & Certificate Regime and in particular the conduct rules relevant to sales and compliance staff (conduct rule staff). This is therefore relevant to Limited scope or Core firms. It covers what was the 5 conduct rules but is now enhanced with the new conduct rule 6 that was introduced when the New Consumer Duty came into force in July 2023. Best of all. this training not only supports in ensuring you meet the requirements set by the regulator but also can help improve the practises in your company for the benefit of your customers. staff and overall efficiency.
My Compliance Academy provide online training for Sales & Compliance staff, as well as Senior Managers and Directors, to ensure everyone receives appropriate compliance training, a key requirement of the (FCA) Financial Conduct Authority’s regulations.
Our e-learning modules & courses are affordable and easy to sign-up to, so you can get started with your compliance training immediately.
We are also able to offer bespoke FCA compliance training for individuals and teams which can be hosted virtually, off-site or onsite to best suit your needs and to ensure you remain compliant.
