We are hosting a seminar to discuss the upcoming changes to Section 13 and security-based swaps reporting for Investment Managers. The seminar will be led by one of our lead regulatory experts with the plan to cover the nuances of the proposed regulations; impact on investment managers; and sharing of knowledge/best practices to prepare internal processes. The goal is to highlight the upcoming changes and foster the conversation on how to ensure processes are in place.
FundApps is one of the original RegTech pioneers. We were founded in 2010 with first-hand experience of the ever-increasing regulatory burden. Equipped with the insight that each and every asset manager needlessly struggles with the same tasks to comply with the same regulation, we used the combination of cloud computing and regulatory expertise to launch the first Compliance-As-A-Service (CaaS) for financial institutions.
Today, our service helps make compliance simple for over one hundred of the largest financial institutions and monitors US$14 trillion daily in assets on behalf of our clients.
