CPD Events

Trade Surveillance Deep Dive

21 May 2024

About the event

Trade surveillance remains the basis for detecting and preventing market abuse and misconduct but it is getting harder. As the industry navigates the complexities of modern trading environments; banks need to take a proactive stance towards ensuring market integrity and regulatory adherence. Fixed-income surveillance and venue market abuse are an area of regulatory focus for 2024 and remain a challenge for banks trying to implement effective surveillance controls. What are the unique challenges posed by fixed-income surveillance? And how are these being addressed? Join the virtual Trade Surveillance Deep Dive to discuss these questions.

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1LoD

1LoD

1LoD provides the highest quality intelligence for risk & control professionals across the three lines of defence in financial institutions globally. It delivers this information via conferences, training and digital media. 1LoD also publishes regular proprietary content. This includes video interviews, articles, industry polls and presentations. All content is made available below for free.

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